Job ID:
33841
Published date:
13-01-2025
Summary
Compliance Manager
Our client is a Private Equity investment firm located in the city centre.
The Compliance Manager is responsible for ensuring that the Luxembourg-based vehicles are in full compliance with any industry-specific or location-specific laws or regulations. This involves the creation, review and implementation of policies and procedures and best practices within the industry.
Your Responsibilities
- Develop, implement and update an effective legal compliance program including evaluation and maintenance of compliance systems.
- Yearly review and revise fund entities and companies AML/CFT policies (for CSSF and AED).
- Create sound internal controls and monitor adherence to them. Proactively audit processes, practices and documents to identify weaknesses.
- Evaluate business activities (e.g. investments or divestments) to assess compliance risk.
- Review of the various reporting to CSSF and AED prepared by local providers.
- Sit as Responsable du Contrôlel vis a vis the CSSF for a SICAR
- Dealing with and being the point of contact for the regulator (CSSF) and fund investors on compliance matters
- Continuous update of the Luxembourg Register of Effectives Beneficiaries (RBE) for the Luxembourg companies and funds’ compartments.
- Continuous update of the KYC required by the counterparties (banks, auditors, advisors, ….) of the Luxembourg companies, funds’ compartments and their local holdings and subsidiaries.
Your profile
- Master's degree in Economics, Business Administration, Finance, or Law
- Proven experience in KYC /AML / Compliance, ideally gained from working in a similar role
- Understanding of regulatory requirements, especially in relation to Anti-Money Laundering/Know-Your-Customer frameworks, policies, procedures
- Knowledge of the full remit of compliance competencies with a comprehensive understanding of the various roles in the investment fund industry
- Highly driven and motivated individual, with the patience and ambition to build a rewarding career with a leading firm. Strong commitment and ability to meet deadlines
- Have strong planning and organizing skills, pro-activeness, flexibility, multi-tasking and the ability to self-manage your workload. The role requires the individual to be able to manage multiple tasks simultaneously across a variety of entities and outsourced service providers.
- Highly personable, team player with the desire and ability to create relationships across the group and external service providers
- Fluent in English
Could this be the right opportunity for you? Please do not hesitate to send your CV to Aude François aude.francois@andersonwise.com to be considered for this recruitment process. Your application will be treated with the utmost discretion.
When using our services, our clients require that we introduce candidates already in possession of a valid Luxembourg work permit. If this is not your case, we regret to inform you we will not be able to consider your application.
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We are an equal-opportunity employer and welcome candidates from all backgrounds to apply.