Job title: Investment Compliance Manager - Asset management
Job type: Permanent
Emp type: Full-time
Industry: Asset Management
Skills: investment compliance regulatory compliance asset management MIFID EMIR regulations multi assets fixed in come derivatives advisory Luxembourg
Location: Luxembourg
Job published: 23-12-2024
Job ID: 33973

Job Description

Investment Compliance Manager - Asset management

 

Our client is a leading asset manager which is a purpose-driven, privately held company. Committed to inclusivity and flexibility, our client values diverse perspectives and offers support to help employees thrive.

 

This is an opportunity to join the Global Investment Compliance team as a Manager responsible for being  a trusted advisor across legal, compliance, risk, tax, and public policy functions.

 

This role offers the chance to provide cross-asset-class compliance support to Investment Management teams across the UK, Ireland, and Continental Europe.

 

Your Responsibilities:

  • Provide regulatory advice and compliance support to investment management teams across all asset classes (Equities, Fixed Income, Multi-Asset). Liaise on a daily basis with stake holders, such as Portfolio Managers, Traders and the product team.
  • Stay updated on emerging regulatory developments and advise on their impact on policies, procedures, and controls.
  • Address compliance issues related to complex instruments and provide solutions for various investment products.
  • Respond to client issues and regulatory inquiries related to Investment Management activities.
  • Review prospectuses, investment agreements, and other documents to ensure compliance with regulatory standards.
  • Collaborate with Regulatory Reporting teams on trade, transaction, and reporting obligations.
  • Support monitoring teams to ensure effective risk mitigation and a strong control culture.
  • Partner in projects to create compliance solutions, improving processes and mitigating risk.
  • Represent the team in committees, governance forums, and strategic initiatives.
  • Educate stakeholders to foster a strong compliance culture and sustainable improvements.

 

Your Profile:

  • At least 5 years’ experience delivering investment compliance advice across equities, fixed income, and multi-asset instruments.
  • Knowledge about derivatives would be an advantage.
  • Strong knowledge of the UK and European regulatory environment (e.g., MIFID, AIFMD, SFTR, EMIR).
  • Relevant qualifications such as the Investment Management Certificate would be a benefit
  • Excellent interpersonal skills, with the ability to influence, challenge, and build productive relationships.
  • Effective problem-solver with the ability to manage shifting and competing priorities.
  • Advanced proficiency in English; German is a plus.

 

 

Could this be the right opportunity for you? Please do not hesitate to send your CV to Saskia van Rijswijk saskia.vanrijswijk@andersonwise.com to be considered for this recruitment process. Your application will be treated with the utmost discretion.

When using our services, our clients require that we introduce candidates already in possession of a valid Luxembourg work permit. If this is not your case, we regret to inform you we will not be able to consider your application.

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We are an equal-opportunity employer and welcome candidates from all backgrounds to apply.