Job title: Senior Compliance Officer
Job type: Permanent
Emp type: Full-time
Industry: Asset Management
Expertise: Banking & Fund Administration
Skills: Compliance Officer AIFM UCITS AML/KYC Regulatory Compliance Financial Crime CTF
Salary type: Annual
Location: Luxembourg, LU
Job published: 27-01-2023
Job ID: 33082

Job Description

Senior Compliance Officer (ManCo)

Luxembourg based, Funds Management Company, part of a large international banking group

is looking to reinforce its Luxembourg Compliance team.       

This newly created Senior Compliance Officer position will be reporting to Chief Compliance Officer.


8 Reasons why you should choose this position – employer?

  • Engage in an interesting project covering funds from a global banking group
  • Work in a cohesive & dynamic team
  • Work-Life Balance
  • Career growth opportunity - ManCo of an International banking group
  • Stable working environment, no frequent turnover
  • Join a highly profitable and stable business
  • Competitive package & Benefits
  • Central location, Pension insurance, Life insurance, meal vouchers


Your responsibilities:

  1. Senior Compliance Officer role managing compliance on AIF and UCITS funds
  2. Conducting periodic and ad hoc controls
  3. Support monitoring of delegated functions with a focus on compliance matters (i.e., distribution, transfer agency, investment managers)
  4. Report to the Conducting Officer in charge of Legal and Compliance
  5. Support the Conducting Officer and Head of Compliance on compliance-related matters
  6. Support the implementation of new laws and regulations
  7. Ensure compliance with policies and procedures
  8. Maintain an excellent knowledge of regulations- CSSF
  9. Collect and analyze information about clients and partners
  10. Support for the further development of the Compliance Monitoring Plan and the Compliance Risk Assessment


Your profile

  • 5+ years of relevant professional experience, preferably with a Luxembourg fund management company or with a legal department of a company active in that field or consultancy firm
  • University degree in Law, Economics, Business Administration, Finance, or similar
  • Fluency in English is a must – French, German, and Portuguese will be considered an asset
  • Excellent analytical and communication skills – in team collaboration and service to stakeholders
  • Further training in the Compliance and Risk Management area and willingness to continue learning
  • Strong knowledge of relevant regulatory framework (AML, Sanctions e.g.) and experience with implementation (project experience)
  • Strong understanding of the fund business (UCITS/AIF/PERE)
  • Highly developed soft skills, positive energy mindset
  • Clear commitment to a high level of ethics and professional standards
  • Collaborative team player, with a highly ethical and moral approach to business


To apply for this position please send your CV to and you will be considered for this opportunity. Your application will be treated with the utmost discretion. 

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We are an equal opportunity employer and welcome candidates from all backgrounds to apply.