Job title: Conducting Officer Risk & Compliance in Asset Management
Job type: Permanent
Emp type: Full-time
Industry: Asset Management
Expertise: Banking & Fund Administration
Salary type: Annual
Location: Luxembourg
Job published: 2021-02-23
Job ID: 32402

Job Description

Asset Management Firm is looking for a Conducting Officer for Risk & Compliance

 

Reporting to Managing Director

 

CO Risk & Compliance

This is an exceptional opportunity for an experienced Compliance Officer to further develop his/her career in this stable, successful and growing company.

 

Your Responsibilities:

 

  • Compliance & Risk Conducting Officer
  • Manage the internal and group policy framework, manuals and procedures, including annual and periodic amendments in response to CSSF policy/consultation documents and other regulatory developments
  • Assess how new legislation and rules specified by the CSSF or any European authority might impact procedures of the AIFM and make recommendations
  • Providing the Management with regulatory change and impact assessments
  • Manage annual and periodic staff training on AML and Compliance topics and in response to regulatory developments
  • Manage, deploy and update the Compliance Monitoring Programme, including the results of controls, identified areas of risk, and improvement/risk mitigation plans and reporting to senior management
  • Undertake and/or oversight of CSSF reporting and filings and general liaising with the CSSF on compliance and AML and CTF topics
  • Liaise with AML teams and service providers relating to onboarding investors
  • Manage the GDPR framework
  • Compliance monitoring in relation to transactions
  • Manage operational due diligence reviews of all transactions
  • Manage the compliance and legal workflows associated with the launch of new products, in coordination with Group legal team and external advisers
  • Ensure all AML record-keeping, PEP and high-risk logs are maintained, monitor transfer agent activities, conduct preliminary and on-going AML Risk Assessment on all investments and maintain and revisit customer due-diligence files
  • Regulatory reporting: MLRO, AML Annual Risk Assessment & Compliance Reports
  • Point of contact for internal auditors and external auditors

 

  Your profile

 

  • Academic background with a degree in Law, Economics, Banking, Finance, Compliance certification or similar
  • 5-7 years of experience in a ManCo or relevant work experience with solid knowledge of Compliance and Risk
  • Registered with CSSF for Risk & Compliance officer function
  • Previous AIFMD or risk management experience is a plus
  • English fluency is a must; any other language especially Italian would be a plus
  • The candidate should be confident, possess strong ethics, and be a self-starter with the ability to operate also as a true team player in a dynamic environment
  • Must be able to demonstrate strong communication skills and good judgment showing responsible decision making
  • Computer literate with sound Word and PowerPoint skills

 

Please do not hesitate to send your CV to Michael Mandic @ michael.mandic@andersonwise.com to be included in this recruitment process. Your application will be treated with the utmost discretion. 

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