Job title: Senior Compliance Officer (Private Bank)
Job type: Permanent
Emp type: Full-time
Industry: Private Banking & Wealth Management
Expertise: Private Banking & Wealth Management
Salary type: Annual
Location: Luxembourg, Luxembourg
Job published: 2021-02-14
Job ID: 32183

Job Description

Senior Compliance Officer (Private Bank)

 

A leading Private Bank is looking to reinforce its Luxembourg Compliance team.       
 

Position reporting to Chief Compliance Officer.

 

Your responsibilities:

 

  • Generalist in Compliance: market abuse, transaction processing, KYC/AML, MiFID II, regulatory compliance, customer onboarding.
  • Maintain an excellent knowledge of regulations such as EMIR, MiFID II, market abuse
  • Collect and analyze information about clients and partners
  • Participate in the Compliance Monitoring Program
  • Follow and coordinate sharing of all instructions given by the Regulator - CSSF
  • Design the Compliance control framework for transaction monitoring and KYT
  • Perform controls and investigations regarding any potential fraud
  • Prepare and present regular management reporting in the area of compliance and regulations
  • Participate in audit, risk and compliance reviews

 

Profile

  • 5+ years' of experience in compliance for the banking sector
  • University degree in Economics, Business Administration, Finance, Law or similar
  • Fluency in English is a must – French and any other languages are considered an advantage
  • Strong knowledge of EU regulations and circulars, MiFID II, Market Abuse, EMIR, AML and KYC rules
  • Excellent analytical and communication skills – team collaboration and service to stakeholders

 
To be considered for this opportunity, please send your CV to michael.mandic@andersonwise.com Your application will be treated with the utmost discretion. 

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